Form 4.20 Rule 4.34 - CVL The Insolvency Act 1986 Statement of Company's Affairs S.95/99 Pursuant to Section 95/99 of the Insolvency Act 1986 Eor official use To the Registrar of Companies Company Number 03941876 Name of Company Insert full name of Park Row Associates Limited company Insert full name(s) We lan C Oakley Smith and Robert N Lewis and addresses(s) of PricewaterhouseCoopers LLP, 7 More London Riverside, London, SE1 2RT, Insert date the liquidators of the above named company attach a statement of the company's affairs as at 25 April 2014 Date iL tte | For Official Use Presenter's name, James Butcher | address and PwC, Benson House, reference 33 Wellington Street, Lig (if any) Leeds, LS1 4JP | *A387ZE0H* A07 19/05/2014 COMPANIES HOUSE Rule 4,34 - CVL Form 4.19 Statement of Affairs Statement as to affairs of Park Row Associates Limited on the 25" Apri 2014 the date of the resolution for winding up Statement of truth (a) insert full name f (a) and occupation Steven COAR® Chatman (b)b) Insert ful of (b) Insert full Se Th Fwok mMAtine Hour, lA wos MENUS LON Dow EOIN 3AA belteve that the facts stated in this statement of affairs are to the best of my knowledge a full, true and complete statement as to the affairs of the above named company as at the date of the resolution for winding up and that the said company carried on as a dormant company Signed { Co Dated 25 -e-/Y Forse ia COMPANIE /CVLOBAO4e S HOUSE A - Summary of Assets Assets Book Value Estimated to € Realise £ Assets subject to fixed charge Assets subject to floating charge Uncharged assets insurance debtors 870,047 691,523 Cash at Bank 1,086,641 1,086,641 Estimated total assets ava y° for prdferentiat creditors £ 2,002,730 1,778,163 Signature f Date 2 iS “AS. va a) ICVLOBAD4e At - Summary of liabilities . Estimated to realise £ Estimated total assets available for preferential creditors £ 1,778,163 (carried from page A) Liabilities £0 Preferential creditors - Estimated deficiency/surplus as regards preferential creditors £ 1,778,163 Estimated prescnbed part of net property where applicable (to carry forward) £0 Estimated total assets available for floating charge holders £ 1,778,163 Debts secured by floating charges £0 Estimated deficiency/surplus of assets after floating charges £ 1,778,163 Estimated prescribed part of net property where applicable (brought down) |£0 Total assets available to unsecured creditors £ 1,778,163 Unsecured non-preferential claims £377,221 (377,221) Estimated deficiency after floating charge where applicable (brought down) Provisions (see note) £1,243,929 (1,243,929) Estimated deficiency/surpius as regards creditors £ 157,014 Issued and called up capital £40,817,992 (40,817,992) Estimated total deficiency/surplus as regards members £] (40,503,965) LL Signature , kh Date 25-06-14 C ICVLOBA04e Notes to the Summary of Liabilities 1. PBR Carlisfe Redress Provision A provisional liability and asset has been made pending the outcome of a Financial Services Commission investigation into two cases of selling Unregulated Collective Investment Schemes (UCIS) during the period 2007- 2009 As per the legal agreement of 14 December 2010, liabilities arising from these cases are offset by a reimbursement asset due from previous shareholder, Royal London Mutual Insurance Society Limited 31/42/2012 31/03/2014 £ £ Reimbursement asset 1,118,785 178,524 PBR Carlisle Redress Provision (4,118,785) (178,524) 2. Non-PBR Redress Provision Provisions are made within management accounts for all redress costs arising from the systemic review into the sales of UCIS products which fall outside of the scope of the Past Business Review The provisions as per management accounts at 31/03/2014 were reduced for payments made to redress non-PBR creditors during the period 01/04/2014 to 25/04/2014. 31/12/2012 31/03/2014 Estimated provision at 25/04/2014 £ £ £ Non PBR Redress (3,108,950) (1,326,600) (1,243,929) ICVLOBA04e SPOVEOTAD 0 YIN SUuON umouy ton | 00 000'C3 d JW ‘souuny, fo) VIN GUON WAU JON 00 00s‘e3 SPUEYSIY Say PW t) VIN BUON umouy jon | 00 00813 SPIEUORY SIA 2 IN ° VIN GUON umoux jon | 00 000°0PES uear ‘eyo 0 VIN euON 1 umoux jon | 00 00Z'E3 Aan] Ssin ‘99|euIN Q WIN 8uON, umouy ton | 00 000°23 WEIIM TUBIIND OW 0 VIN auoN uMOUy ION | 00 000'PS jeiueg ‘uen fe) VIN auON umouy jon | 00 00S'13 SUYD ‘seuor ty) VIN eUuON umouy jon | 00 000'0rS Keg “woH umouy jon | 00 002°EF oo] xepiey 0 VIN SUON 0 VIN @UON umouy}ON | 00 000'%3 eoipues ‘Ajeuuog 0 VIN auon umoux jon | 00 000'SS ‘SISUSIY SUN “Uospjeuog t) VIN SUON umoux oN | 00 00S" Su “uosUnaIqg VIN BUON umouyi0N | 00 C00'O3 BIOOIN 2 Tift “YAID 0 0 WIN @uoN umouy joy | 00 00S'%3 JeyB_ “UIA}OD 0 VIN 9@UON umouy jon | 00 000'bF vaueg ‘ejping 0 VIN @UuON umouy jon | 00 000'P3 9 SIN ‘Mopeg 0 VIN SUON umouy jon | 00 000°0S3 uelieW “uosSpuy 0 VIN aUuON umouy jon | 00 000°%S qaseey y MoyReEW ‘oqay 0 VIN SBUON Luz 13S ‘vopuo7 ‘uopuo7 esow- 2 | O00'rZ3 d1] sadoogasnowajemaoug 0 VIN euoN ddl BIS ‘@NYSOUD ‘Mo|sUIT/Y ‘Peay AePapiy ‘eSNOH UGpUOT |eAoy | 00 ZSB'L sonvunssv NOANOT WhO 0 WIN @UON WWE NEDA UOpuC] ‘enuaay s,pAoy1 ef “asnoH MoHeEW | 00 Z6E'PtZ 3LINN dNOYD MOY WV 0 VIN soueus YVE NEOS uopuo? ‘onusay s,pAo}7 &| ‘osnoL MoWeEW | 00 02Z'y LNVESNWY () VIN 8uON dag Sa0 ‘aBpuquied ‘py JOHEWMAN Zp ‘BSNOH eseadsayeys | 00 8158 d71 SNOS.LIM3H ° WIN aUON LVS 10g ‘aysuo, jseyy ‘Pojperg ‘aang Aes + | 00 000'008 guoooV g 3 usaib so}}paio Aq once Aunoas prey Aunsas (apoajsod yyw) sseuppy yq9q jo junowy 10) onpauo jo owen a12G Aue jo sjreyeqd WO} OU} JO }S91 BY] 0} AjosNIaS pexeuUe puUe pasn eq Pinoys sjeeys uoenuIUoD ‘eoeds yuaioyjnsul Si azaly J] “UoIssassod sAUedwod au UI ALadoud 28A0 9] JO UOQUayal GuIUe|D SIOHPasD PU SeoiES 10 SpoOd jo A\ddns ayy Jo eoueApe UI pied syunowe Buiuejo siawojsno pug sjuaweas6e ayes jeuoHipuod Jo Buisea] jayeyo ‘aseyound-s.ly Japun suoppauo AjjUap! pUe SJOyP|lD Ye SpNjoul JSNUs NCA BION, sioyipaig Auedwod - q Sy0VE0TAD/ iy vIN 8UON ANG 910d ‘ weysey Tassyoog ‘Kemssoid oul ett | 90 roc'z NIIMNVa3 ANY ° vin SuON 8 616% SUOISUBg OMEN suns 0 ¥IN ‘@UON WI LMO ailysayG ‘PIOJSUIM “OUEy ENG Chl | Go ELEZ SSOW NIAS 0 VIN ‘@uON OSs 2zav ‘ Uaspieqy “Kem peoyeelg 6c! | 96 Ezy'z THaSSNY NVARON 0 VIN @uUON BUS SEAS “ONYSEYD ‘PayuINg Seg puoUTdRY “BSOID AOpY Zz | yy ELy'y WIODIN 39YO0s9 0 WIN 8UON JAE BeW “eIseyouey “Kejsi0(4 “Baud (IBH PUOWIPOD GE | gz pZ1'S S3CNVHO HSSAVHa 0 IN @UON XAG LES ‘uodwelnnes “Keqqy Kenan ‘suapses “peoy punoy 9 | 79 E112 THORIMInva 0 VIN QuON GPe Lis ‘sea “UBnojs ‘nds Aeispunew St | 99 oca'z MHLLVW “TVONE 0 VIN SUON HAZ €uO ‘Kaung WEYBUIpIOM "Peoy HEO SeuIg “SSH UOIKG | 99 00's NMOUG 1UaGOu 0 VIN 8UON ON} 25 “epuaHD 1Seq "SUIEW 188M "PEON SUIEW ISM ZI | 70 p29'6 QUIV] NOLONINYVYS NSHdSLS 0 VIN BUON WIN | 00 26623 NOISIAGUd WWHaNa9 0 VIN auON umouy jon | 00 000'Se3 upey “UWS UMOUy TON 00 008°23 ydesor “WywS 0 VIN SUON i) VIN ouON wwouy jon | 00 000'0Z3 Auge “yooan 0 VIN auon umouy jon | 00 03 9 Jw ‘0a) umouyi0n | 00 000'Z3 MAYNEW ‘Japusrey 0 VIN SUON 0 VIN SUON umauy oN | 0003 SHU 2 JW ‘SOLUIOH VIN SUON umouyxjoN | 0003 YUE ‘poomsey 0 0 VIN SUON uMmoux}ON | 00 000"bS WEIR “O20 1-19 auoN umouy jon | 00 002'73 BUBIQ P SEUD SPEID 0 VIN 0 VIN ‘QUON umoux jon | 00 000'S3 Ineg ‘Uewpey 0 VIN aUON UMOUY JON, 00 000'S3 YW UYOr JW YysiAe Lay oUuON uMOUY ION 00 0023 F SAN 9 GJ ‘uosLaqoy 0 VIN 0 VIN SUON . umouy yon | 00 0025 Aued VIN @uON umouy jon | 00 COS*ES weqjeUor “saineq 0 0 VIN SUON UMOUy JON 00 GOS"ES qeuueH P NOIS “AI0]ng 0 VIN SUuON umouy}onN | 00 000'EF WW ‘emo7 i) WIN SUON umoux jon | 00 000'23 wena “Buno, 0 VIN SUON UMOUy JON 00 000'r3 JepuUsp Su) 9 YOUR JW USIEM 0 VIN SuON umouy yon | 0000013 B1iqeg ‘UOsUqoY 0 VIN auON wmouy jon | 00 000'%3 AN ‘spieyory 0 VIN @UON umouy jon | 00 000'0!3 AW “ourey 0 VIN SUON umoux jon | 00 00S'€3 euseys 9 uaa eyed 0 VIN SuoN umouy jon | G0 008'23 ualey SIV puE aN AW “KajxO 0 VIN SUON umoux jon | 00 600'SP3 eup3 ‘aiqon SPpOVBOIAD 0 VIN @uoN umouy jon | 26 BLL S1y3dOY NOATYL ° vN men Low ‘swoq ‘Supeey ‘use, weg heron munyoag ous 41 ‘eBaHOg sineyneuD | #8 4ZL UIVTG NVHLYNOF 0 WIN S8UON ZM9 LP “aISSYOUEW “UOJSUUT “ESO|D EHOD Zt | Ez ZZ Sawvr NHOr f) VIN SUON umoux ION | Ob LEZ STM GiAva 0 VIN auon umoux ION | 65 BBL SS39UNa IIH 0 VIN auON umoux Ion | 94 008 ATION EVA 0 VIN euoN ZZ SV “SHUSMaNUsY “UO}SIOH “snuaay yUeGaW y | 47 go8 NOSNOY3S NVI 0 VIN auoN UMOUX ION | +} 848 SNOMLSWYY NVONNG 0 VIN @UON Dal ZO MOBSEID ‘Peoy juoy 69 ‘Suipjing jabuy S41 “Z/D 18S | oS Lee WOMAG NLLYWA 0 VIN ‘@UON ZP0 Sham ANGEMag WUsOUL “Suey UNTO S | Sp zee ASNOHYOON AIAva 0 VIN @uON H16 Sud ‘aulyseouey ‘ASHOYD “Vo\Buipy *peoy Aayoud sp | cz tea -S3NOOUS TSNWVS 0 VIN auoN NIP SSS "Xess “AOppoH “suBpieD |EIOWIER OF | 7e 696 SaIAVO WIODWN 0 VIN @uoN uMOUyx ION | 49 ¥P0'L YyaWOs SARS 0 VIN ‘@UON NHS LPNS “emyswag * ISsiNypUES “ESO/D Sau 6 |p gpo'L